
The Family and Medical Leave Act (FMLA) stands as a landmark piece of legislation, designed to help employees manage their health and family needs without risking their jobs. For employers, however, this federal law presents a complex web of duties and obligations. Understanding and fulfilling these responsibilities is not just good practice—it is a legal mandate. Failure to comply can lead to government investigations, costly litigation, and significant damage to an organization's reputation.
Navigating your duties under the FMLA requires a systematic and informed approach. From determining eligibility and providing timely notices to ensuring job restoration and maintaining health benefits, each step is governed by specific rules. This guide outlines the key employer responsibilities under the FMLA, serving as a roadmap for effective FMLA leave management and robust FMLA compliance. By mastering these duties, you can create a process that is fair, consistent, and legally sound.
Before you can administer FMLA leave, you must first determine if the law even applies to your organization and your employees. This initial assessment is the starting point for all FMLA compliance efforts.
Your responsibilities under the FMLA begin with answering a fundamental question: are you a covered employer? The FMLA applies to:
The 50-employee threshold for private employers is a common point of confusion. It's important to count everyone on the payroll, including part-time staff, employees on leave, and jointly employed workers (like those from a temp agency).
Once you establish that you are a covered employer, the next step is to determine which employees are eligible for FMLA protection. An employee must meet four specific criteria to be eligible:
Correctly assessing eligibility is a critical responsibility. An employer who denies leave to an eligible employee or grants it to an ineligible one can create significant legal and administrative problems. This assessment should be the first item on any FMLA employer checklist.
Communication is arguably the most important employer responsibility under the FMLA. The law mandates a series of time-sensitive notices that employers must provide to employees. Failing to meet theseFMLA notice requirements is one of the most common violations.
All covered employers must inform employees of their FMLA rights. This is done in two ways:
Within five business days of an employee requesting leave or the employer learning that a leave may be for an FMLA-qualifying reason, you must provide the employee with an Eligibility Notice. The DOL's Form WH-381 can be used for this. This notice must state whether the employee is eligible for FMLA leave. If the employee is not eligible, you must provide at least one specific reason why (e.g., "You have not worked 1,250 hours in the past 12 months").
This notice must be provided at the same time as the Eligibility Notice. It outlines the specific expectations and obligations of both the employer and the employee during the leave period. This notice should detail:
Once you have enough information to determine that the leave qualifies as FMLA leave (e.g., after receiving a completed medical certification), you must provide a Designation Notice within five business days. This notice formally informs the employee that the leave is designated as FMLA-protected and will be counted against their entitlement. It should also state how much leave will be counted, if known.
Properly managing these notices is a cornerstone of compliant FMLA leave management. Each notice should be documented and a copy placed in the employee's confidential medical file.
Beyond providing notices, employers have several responsibilities related to the administration of the leave itself and the continuation of benefits.
This is a critical FMLA responsibility. During an employee's FMLA leave, you must maintain their coverage under any group health plan on the same terms as if they had continued to work. This means the employer's contribution to the premium must continue, and the employee remains responsible for their share.
You must provide the employee with advance written notice of the terms for paying their share of the premiums. If the employee's payment is more than 30 days late, you can cease to maintain their health coverage, but you must first provide them with a written notice at least 15 days before coverage is set to end. Upon their return, you must restore their coverage without any qualification period or physical exam.
While FMLA leave is unpaid, your policies may allow or require employees to use (substitute) their accrued paid leave, such as vacation, sick, or personal time, concurrently with their FMLA leave. Your FMLA policies must be clear about how this works. If you require employees to use their paid leave, this must be communicated in the Rights and Responsibilities Notice. The use of paid leave does not extend the 12-week FMLA entitlement.
The FMLA mandates that employers maintain specific records for at least three years. These records are essential for demonstrating FMLA compliance. Key records include:
Crucially, all records and documents relating to medical certifications, recertifications, or medical histories must be kept as confidential medical records in separate files from the usual personnel files.
The job-protection aspect of the FMLA is its most powerful feature for employees. For employers, it represents a significant legal duty. Upon returning from FMLA leave, an employee must be restored to either their original job or an "equivalent" job.
An equivalent position is not just one with the same pay. It must be virtually identical to the employee's original job in terms of:
An employee cannot be penalized for taking FMLA leave. For example, their attendance record cannot be negatively affected by FMLA-protected absences.
There is a very narrow exception to the job restoration rule for certain highly compensated employees, known as "key employees." A key employee is a salaried, FMLA-eligible employee who is among the highest-paid 10 percent of all employees within 75 miles of the worksite.
An employer can deny job restoration to a key employee only if restoring the employee to their position would cause "substantial and grievous economic injury" to the company's operations. This is an extremely high standard to meet. If you believe this exception may apply, you must give the employee written notice at the time they request leave, and again when you intend to deny restoration, giving them an opportunity to return to work. This exception should be used with extreme caution and legal counsel.
FMLA compliance doesn't exist in a vacuum. Many states, and even some cities, have their own family and medical leave laws. A key employer responsibility is to understand how these laws interact with the federal FMLA.
The general rule is that if a state or local law provides greater rights or benefits to the employee than the FMLA, the employer must provide the more generous benefit. For example:
Effective FMLA leave management requires you to be knowledgeable about all applicable leave laws in the jurisdictions where you operate and to integrate them into a compliant policy.
Given the extensive and detailed nature of an employer's duties under the FMLA, simply reading the regulations is not enough. Proper training is essential for anyone involved in the leave administration process, from HR professionals to frontline managers.
Managers are often the first to receive a leave request. Without training, they might mishandle the request, make inappropriate comments, or fail to recognize a potential FMLA situation, exposing the company to risk. Investing in high-qualityFMLA training programs is one of the most effective ways to ensure FMLA compliance.
A comprehensiveFMLA Training & Certification Program will equip your team to:
Training transforms FMLA responsibilities from a list of rules into a manageable, repeatable process, significantly reducing the risk of non-compliance.
Fulfilling your responsibilities as an employer under the FMLA is a continuous process of diligence, documentation, and communication. It requires a commitment to understanding the law, applying it consistently, and training your team effectively. By embracing these duties, you not only protect your organization from legal jeopardy but also build a workplace culture that supports employees during critical life events. A well-executed FMLA program is a hallmark of a responsible and well-managed organization.